Book II: Case studies
The Handbook presents case studies of the application of transparent monitoring approaches carried out in four countries: Côte d’Ivoire, Ethiopia, Papua New Guinea, and Peru. The results of these case studies address specific needs identified by the countries, ranging from technical work to improving community monitoring.
Côte d’Ivoire
Two case studies resulted in multi-stakeholder discussions with government, private sector and civil society stakeholders helped to understand the implications of the EU Regulation on deforestation-free products (EUDR), as well as a dedicated interactive Transparent Monitoring platform, where users can compare cocoa plantation maps.
Case study (CDI1): Collaboration for enhanced transparency in cocoa mapping in Côte d’Ivoire
Which criteria of transparent monitoring approaches were achieved?
Four open cocoa maps over Côte d’Ivoire were compiled within the Transparent Monitoring platform. In addition, various private companies operating in the region are developing their own products for clients. Broadly speaking, three of the four maps depict a similar extent of cocoa-plantation in the country.
Which dimensions were addressed?
See the Handbook to read more about available products and those that are still in development.
Case study (CDI2): A platform for comparing existing open cocoa maps in Côte d’Ivoire
Which criteria of transparent monitoring approaches were achieved?
Which dimensions were addressed?
The Transparent Monitoring platform serves as a technical solution to catalogue the various open cocoa datasets and ensure access by stakeholders.
Transparent Monitoring platform, including the following external datasets:
- Cocoa Map (Vivid Economics) https://www.vivideconomics.com/images/,
- Cocoa Map (JMU, JRC, SU): https://doi.pangaea.de/10.1594/PANGAEA.917473
- Cocoa Map (ETH): https://nk.users.earthengine.app/view/cocoa-map
- Cocoa (BNEDT): https://developers.google.com/earth-engine/datasets/catalog/BNETD_land_cover_v1
Ethiopia
The three case studies in Ethiopia resulted in 1) a national-scale map of the drivers of land-use changes in the country; 2) operational definitions of REDD+ safeguards data that could be used by stakeholders to complement the general information provided in government documentation; and 3) a link between land conversion and overall carbon-stock decrease.
Case study (ETH1): How open access data can improve monitoring of drivers of deforestation in Ethiopia
Which criteria of transparent monitoring approaches were achieved?
The higher thematic resolution of post-deforestation classes was developed in collaboration with country representatives, resulting in more detailed categories than the six IPCC default classes. This allowed for a clearer distinction between land-use and land-cover. The chosen spatial resolution of 5 meters for post-deforestation data is sufficient for use at the local scale.
The data provided supports national independent verification by the UNFCCC, as well as other international verification systems (e.g., for EUDR monitoring). The data enhances transparency in tracking commodity crops and assists certification bodies overseeing forest management activities. Additionally, the tool is flexible, capable of adapting to various spatial and temporal scales.
The value of the tool rests in its use of freely available satellite data, methods, and computational resources which allow the process to be further replicated to other countries and even scales (e.g. Africa/ Neotropics). The tool is publicly available in scientific publications and public data repositories. Technical know-how and good processing power are needed to make it fully reproducible.
Which dimensions were addressed?
See the Handbook to read more about available products and those that are still in development.
Case study (ETH2): The role of participatory monitoring of restoration activities in Ethiopia
Which criteria of transparent monitoring approaches were achieved?
Which dimensions were addressed?
There is a project database of survey results:
Boissière, M.; Guracha, M.B.; Bekele, H.; Atmadja, S., 2024, “Local communities’ participation in forest restoration in Benishangul Gumuz Regional State, Ethiopia”, https://doi.org/10.17528/CIFOR/DATA.00300, Center for International Forestry Research (CIFOR)
Case study (ETH3): Improving transparency of REDD+ safeguards monitoring in Ethiopia
Ethiopia is an active REDD+ country and is expecting results-based payments through several channels. To be eligible, Ethiopia needs to establish a Safeguards Information System (SIS, Warsaw decision 12/CP.19). This requires establishing an effective system for forest monitoring and safeguards at different governance levels. In 2018, Ethiopia established a REDD+ guidance document that outlines the goals, objectives and scope of the SIS, and safeguards indicators adopted to the Ethiopian context. Goals include designing a sustainable, effective, participatory and transparent SIS.
However, the knowledge base informing information flow and safeguards across multiple levels of governments is limited. Little knowledge is available regarding the capacity and challenges faced by stakeholders involved in data generation, administration and use and how data is shared across government levels. This poses a challenge for meeting the goals of the REDD+ safeguard information system in Ethiopia.
A case study was conducted to identify and assess the perceptions, knowledge, capacity and challenges faced by stakeholders involved in the generation, administration and use of safeguards information in Ethiopia at different levels of government and on how they interact with each other. This included developing operational definitions of REDD+ safeguards data, that could be used by stakeholders and complements the general information provided in government documentation.
Which criteria of transparent monitoring approaches were achieved?
Which dimensions were addressed?
The case study resulted in a database:
Atmadja, S.; Zewdie, S..; Bekru, M.; Beyassa, M.; Haile, S.; Shiferaw, G.; Tenkir, E.; Wakjira, D.; Yohannes, T., 2025, “Multilevel Measurement Reporting and Verification (MRV) for REDD+ in Ethiopia”, https://doi.org/10.17528/CIFOR/DATA.00301, Center for International Forestry Research (CIFOR), V1
Peru
In Peru, the project applied transparent monitoring approaches in three case studies related to 1) emissions and uptakes of palm oil plantations, 2) community surveys on incentive-based payments for forest protection, and 3) a transition to a digital, alert-driven, community-based deforestation monitoring program.
Case study (PER1): Improving estimates of GHG emissions related to palm oil plantation establishment in Peru
Which criteria of transparent monitoring approaches were achieved?
Which dimensions were addressed?
A tool has been developed and published in an open-source environment with the goal of improving the transparency and monitoring of land-use following deforestation, including for growing forest-risk commodities.
Tools for assessing drivers of land-use changes in Ethiopia Data repository: Yearly time-series maps showing land use following deforestation across Ethiopia (produced at 10m resolution covering the years 2001 to 2015 (15 years)). https://zenodo.org/records/11061499
Open-source methodology in Git-Hub: A deep learning model for mapping drivers of deforestation in Ethiopia https://github.com/masolele/Attention-U-Net-4-landuse-mapping-Ethiopia
Visualization tool: Direct drivers of deforestation in Ethiopia explorer: https://robertnag82.users.earthengine.app/view/deforestationdriverethiopia
Tools for assessing drivers of land-use change in Africa Data repository: Yearly time series maps showing land use following deforestation across Africa at 30 m resolution covering the years 2001 to 2020 (20 years). https://zenodo.org/records/11065705
Visualization tool: Direct drivers of deforestation in Africa explorer: https://robertnag82.users.earthengine.app/view/africalu
Case study (PER2): Enhancing success and inclusion in community-based monitoring in Peru
Which criteria of transparent monitoring approaches were achieved?
Which dimensions were addressed?
A CIFOR Infobrief summarizes the research and the 10 recommendations:
Spanish version https://www.cifor-icraf.org/knowledge/publication/9233/
English version https://www.cifor-icraf.org/publications/pdf_files/infobrief/9136-Infobrief.pdf
Case study (PER3): Complementing satellite data with community-based forest monitoring in Peru
Peru implemented an alert-driven community-based monitoring program. Satellite-based alerts of deforestation events are communicated to communities, which then carry out a verification on the ground. The system was paper based, which led to delays in data collection and often ambiguity in the collected data regarding the causes of the deforestation events.
The case study supported a transition to mobile-based monitoring for digital data collection and a system for data storage and data analysis procedures. Communities were trained in the use of the digital system in workshops and in the field.
Which criteria of transparent monitoring approaches were achieved?
The case study collected over 50 alert-driven community-based data sets. These data sets were accurate and reported geo-location uncertainty.
Which dimensions were addressed?
Cappello, C., Pratihast, A.K., Pérez Ojeda del Arco, A., Reiche, J., De Sy, V., Herold, M., Vivanco Vicencio, R.E. and Castillo Soto, D., 2022. Alert-Driven Community-Based Forest Monitoring: A Case of the Peruvian Amazon. Remote Sensing, 14(17), p.4284. https://www.mdpi.com/2072-4292/14/17/4284
Community-based forest monitoring knowledge banks: https://docs.google.com/spreadsheets/d/112wvAPFZEYnit5yN3mxZtefcKDcq-unI/edit#gid=797400922
Project (case study) website hosted by the implementing partner University of Wageningen: https://www.earthinformatics.eu/cases/community-based-forest-monitoring-using-mobile-technologies
Papua New Guinea
A case study in Papua New Guinea (PNG) assessed the impacts of various institutional structures and project activities on the participation of Indigenous Peoples and local communities (IPLCs).
Case study (PNG1): Institutional arrangements to improve IPLCs participation
Which criteria of transparent monitoring approaches were achieved?
Which dimensions were addressed?
The case study resulted in:
- A report describing the case study including an evaluation on the official actions undertaken by PNG government.
- A report on PNG geospatial data availability with an evaluation on the data policies.
- A PNG climate baseline assessment with and evaluation of the impacts on the exposed systems and assessment of the vulnerability of the indigenous communities.
Global
At the global level, the project assessed four above-ground biomass (AGB) maps and compared the estimates that came from different national data sources. Through this work researchers created a framework for assessing uncertainties in AGB maps, and the case study resulted in several publications and an open-source tool.
Case study (GEN1): Global biomass mapping: uncertainties and use for national reporting
Above-ground biomass (AGB) is related to emissions and CO2 uptake from and release to the atmosphere. Information on biomass distribution and biomass change is crucial for land-use sector planning but remains highly limited. Often data from the National Forest Inventories (NFIs) is not available. Biomass maps based on airborne and space-based data can help to overcome this problem.
Maps differ regarding their underlying methods and data sources, which leads to significant disagreements thus making carbon stocks estimations challenging. Further, not all AGB maps provide uncertainty estimates and biomass mapping accuracy varies by forest type and biomass range.
Which criteria of transparent monitoring approaches were achieved?
Which dimensions were addressed?
The case study resulted in several publications and an open-source tool:
A paper on the characteristics of NFI data in the context of their integration with global biomass maps for national biomass estimation:
- Nesha K et al. 2021. An assessment of data sources, data quality and changes in national forest monitoring capacities in the Global Forest Resources Assessment 2005–2020. Environ. Res. Lett. 16 (054029). DOI: 10.1088/1748-9326/abd81b
A paper on the accuracy and uncertainty assessment of four global biomass maps and a comprehensive framework and corresponding online open-source tool for estimating the bias and uncertainty in AGB maps.
- Araza A et al. 2022. A comprehensive framework for assessing the accuracy and uncertainty of global above-ground biomass maps. Remote Sensing of Environment. 272(112917). DOI: 10.1016/j.rse.2022.112917
A paper on the refinement of above-ground forest biomass Tier 1 values of the 2006 IPCC guidelines for GHG inventories.
- Rozendaal D et al. 2022. Aboveground forest biomass varies across continents, ecological zones and successional stages: refined IPCC default values for tropical and subtropical forests. Environ. Res. Lett. 17(014047) DOI:10.1088/1748-9326/ac45b3
An open-source tool to compare plot and map AGB estimates: https://github.com/arnanaraza/PlotToMap